Top Skip to content
Main Navigation
Sub-navigation

Risk Management

This section aims to outline the importance of an effective risk management strategy and how a service might go about planning and implementing one.

The Journey includes a section on risk assessment of individuals.

Minimum Standards

  • The provider has a written risk management policy, approved by the management committee
  • There are clear operational procedures and guidelines on risk management
  • Management and staff are trained in risk assessment
  • An individual risk assessment is carried out with every resident, which includes action planning to meet the identified risks
  • Any serious incidents are recorded and any lessons used to improve the risk assessment policy and procedure
  • The risk management policy, procedures and practice are periodically monitored and evaluated. The results are considered by the management committee.

Introduction

This section is in two parts:

  1. an introduction outlining the necessity of a risk management policy and how organisation might go about developing one.
  2. a good practice model of risk assessment procedure.

This section does not address general health and safety risks but is concerned with good practice in management of risk relating to residents.

Hostels have a duty to make their projects as safe as possible within the scope of their mission and values. Projects can only offer a quality service if they take steps to create a safe place to live and work. Therefore, risk management should be high on the agenda. The aims of risk management are to protect residents, staff and the wider community from physical or mental harm, exploitation, or other dangers by identifying, as accurately as possible:

  • the nature and extent of the risk
  • the factors which contribute to or accelerate the risk
  • the measures necessary to eliminate or control the risk.

By developing policy and procedures, organisations attempt to minimise the likelihood of making wrong decisions, while accepting that error is always a possibility.

Emergency accommodation for homeless people is, by its very nature, a risky environment to live and work in. Alongside the normal workplace risks (food preparation, fire, etc.) some residents pose a potential threat to their own safety or to the safety of staff or other residents. They may have a history of violence or self-neglect or may be at risk through problems of mental illness or substance misuse.

While homelessness itself is not statistically a predictor of violence, among the homeless population are some people who have a history of aggressive or violent behaviour. Often they end up in homelessness projects as their previous dangerous behaviour has led to their exclusion from other housing.

Importantly, in emergency accommodation, staff often have very little knowledge of new residents, which means that the risks are unknown. Gathering information to assess risk can also be difficult due to the transient lifestyles of some homeless people.

Risk assessment and management is not about eliminating risk altogether, but about acknowledging the dangers and taking action to minimise them. The approach should seek to put residents, their rights and their safety at the heart of the risk management process.

Why have a risk management policy?

Currently, among emergency accommodation providers across Britain, there is a wide range of practice in relation to risk assessment. Some providers have very formalised policies and procedures that have been in operation for some time. Others have no written policy or procedure and do risk assessment “in our heads” or “as a matter of course in our day to day work”.

Reasons cited for not having a policy include:

  • staff aren’t comfortable about writing down sensitive information
  • resources – especially “we haven’t got time”
  • there’s already too much paperwork
  • we do it informally “in our heads”
  • risks are low – nothing has happened here
  • “the risks are just part of the job”
  • we like to give people a fresh start and don’t ask them about their past.

The serious nature of the dangers has been tragically underlined by incidents such as the killing of Jonathan Newby, a volunteer working in a hostel in Oxford in 1993 (Davies, Lingham, Prior and Sims, 1995).

Therefore, all emergency accommodation providers should develop a risk management policy and adequate risk assessment procedures. The imperative for developing a risk assessment and management policy comes from:

  • delivery of a quality service
  • compliance with legal requirements
  • improve sickness absence and occupational ill-health levels
  • positive impact on staff recruitment and retention
  • avoid legal threat in case of violent or fatal incident
  • meet requirements of funders and the Supporting People regime.

Most importantly, risk assessment makes a project safer for residents and staff, a critical element in building a quality service and protecting residents’ rights.

Developing a risk management policy

Principles

In drawing up their policy and procedures, providers should consider the following principles:

  • The best predictor of future risk is an analysis of past behaviour.
  • Staff are trained in risk assessment and the making of quality, justifiable decisions.
  • Staff responsible for risk assessment do so from an informed position through the analysis of quality information.
  • Staff consult within their teams, and with other professionals where appropriate.
  • Staff take precautions for their own safety.
  • Risk management is only as good as the action taken once risks have been analysed.
  • Risk assessment activity is monitored and evaluated, learning equally from success and failure.
  • It offers a structured methodology for making decisions and providing a sound basis for managing risk.

Managing the change

Developing and implementing a risk management policy will require, at least in the short run, the reallocation of staff resources. Managers will be required to manage a change of culture and entrenched working practices throughout the organisation. Therefore, the starting point for developing a risk management policy has to be a strong commitment from senior managers and the management committee. This commitment will have to be communicated throughout the organisation.

Managers will have to think through how they can involve staff and residents in creating and implementing the risk management policy.

The policy should include:

  • a statement of intent
  • an outline of the strategic direction of the policy
  • clear operational procedures
  • evaluation / success indicators
  • implementation timetable.

Providers will want to consider most of the following within their policies:

  • recognition of the risks and commitment to introducing measures that reduce the risk
  • how the policy fits with the organisation’s mission, values and strategic aims
  • how the organisation is responding to the Newby competencies
  • organisational responsibility, i.e. who is responsible for what
  • staff induction and training – level of training required
  • the risk assessment procedure
  • how residents will be involved
  • how the success of the policy will be measured
  • how the policy will be reviewed and evaluated
  • dealing with serious incidents, including staff support.

The policy should link with the organisation’s policies on health and safety, resident care and procedural guidelines on referrals, admissions, confidentiality, etc.

Since the policy will have important implications for those legally responsible for the organisation the policy should be agreed at the highest level of governance.

Gaining staff commitment

Staff will be more willing to participate in the development and implementation of the risk management policy if they can see that it will reduce the likelihood of harm to themselves, their colleagues and residents.

The policy and procedures should be based as much on the experience of staff and residents as the organisation’s legal obligations and current good practice. Where an organisation has health and safety representatives, they should be closely involved in developing the policy.

“Good practice in risk management allows staff to explore professionally what they had previously trusted to ‘gut feeling’” Rogers (1998)

Implementing a risk management policy will involve bringing in new language, which can feel alien to the culture in emergency accommodation for homeless people. However, through training and discussion, staff will become familiar with the new terms and comfortable with the procedures.

Training

Training should be provided to all staff and managers around risk management. Training should take place on two levels:

  • Induction and update training on internal policies, procedures and good practice
  • Training on dealing with particular risks

The advantages of training in this area are highlighted in the Unison guide quoted above:

“Training can bring about:

  • A reduction in the number of incidents
  • A reduction in the seriousness of incidents
  • A reduction in the psychological effects of incidents
  • An improved response to incidents
  • An improvement in staff morale

Staff should be encouraged to regard risk management as an area for their own continual professional development, and should be supported through supervision and training.

See also the good practice model of risk assessment procedure.

Created by beth.coyne
Last modified 2007-05-03 03:02 PM

Back to top | Here: Home » Hostels » Managing risks » Risk Management